This document contains information about the:

The rules, specifications, and deadlines given here are absolute. Only the competition panel has the right to make exceptions. It is assumed that all entrants have read the web pages related to the competition, and have complied with the competition rules. Non-compliance with the rules can lead to disqualification. A "catch-all" rule is used to deal with any unforeseen circumstances:- The THN division has been put into a hiatus state.
- Efficiency based on wall clock time will be provided in the results.

- The
**THF**division: Typed Higher-order Form theorems (axioms with a provable conjecture). The THF division has two problem categories:- The
**TNE**category: THF with No Equality - The
**TEQ**category: THF with EQuality

- The
- The
**TFA**division: Typed First-order with Arithmetic theorems (axioms with a provable conjecture). The TFA division has three problem categories:- The
**TFI**category: TFA with only Integer arithmetic - The
**TFR**category: TFA with only Rational arithmetic - The
**TFE**category: TFA with only Real arithmetic

- The
- The
**TFN**division: Typed First-order with arithmetic Non-theorems (axioms with a countersatisfiable conjecture, and satisfiable axiom sets). - The
**FOF**division: First-Order Form theorems (propositional, axioms with a provable conjecture). The FOF division has two problem categories:- The
**FNE**category: FOF with No Equality - The
**FEQ**category: FOF with EQuality

- The
- The
**FNT**division: First-order form Non-Theorems (axioms with a countersatisfiable conjecture, and satisfiable axiom sets). The FNT division has two problem categories:- The
**FNN**category: FNT with No equality - The
**FNQ**category: FNT with eQuality

- The
- The
**EPR**division: Effectively PRopositional clause normal form theorems and non-theorems (clause sets).*Effectively propositional*means that the problems are known to be reducible to propositional problems, e.g., CNF problems that have no functions with arity greater than zero. The EPR division has two problem categories:- The
**EPT**category: Effectively Propositional Theorems (unsatisfiable clause sets) - The
**EPS**category: Effectively Propositional non-theorems (Satisfiable clause sets)

- The
- The
**LTB**division: First-order form theorems (axioms with a provable conjecture) from Large Theories, presented in Batches. A large theory has many functors and predicates, and many axioms of which typically only a few are required for the proof of a theorem. Problems in a batch all use a common core set of axioms, and the problems in a batch are given to the ATP system all at once. The LTB division has three problem categories:- The
**AIM**category: Problems exported from the AIM loops project. - The
**CML**category: Problems exported from CakeML. - The
**HLL**category: Problems exported from the Flyspeck project in HOL Light.

- The

- Four (a quad-core chip) Intel(R) Xeon(R) E5-2609, 2.40GHz CPUs
- 128GB memory
- The Red Hat Enterprise Linux Workstation release 6.3 (Santiago) operating system, kernel 2.6.32-431.1.2.el6.x86_64

Problems for the non-LTB divisions are taken from the TPTP Problem Library. The TPTP version used for CASC is not released until after the competition has started, so that new problems have not been seen by the entrants. The problems have to meet certain criteria to be eligible for selection. The problems used are randomly selected from the eligible problems based on a seed supplied by the competition panel.

- The TPTP tags problems that designed specifically to be suited or
ill-suited to some ATP system, calculus, or control strategy as
*biased*, and they are excluded from the competition. - The problems are syntactically non-propositional.
- The TPTP uses system performance data in the Thousands of Solutions from Theorem Provers (TSTP) solution library to compute problem difficulty ratings in the range 0.00 (easy) to 1.00 (unsolved). Difficult problems with a rating in the range 0.21 to 0.99 are eligible for CASC. Problems of lesser and greater ratings might also be eligible in some divisions if there are not enough problems with ratings in that range. Performance data from systems submitted by the system submission deadline is used for computing the problem ratings for the TPTP version used for the competition.
- The selection is constrained so that no division or category contains an excessive number of very similar problems.
- The selection is biased to select problems that are new in the TPTP version used, until 50% of the problems in each category have been selected, after which random selection (from old and new problems) continues. The actual percentage of new problems used depends on how many new problems are eligible and the limitation on very similar problems.

Problems for the LTB division are taken from publicly available problem sets: the AIM problem category will use the AIMNNNN problem set; the CML problem category will use the CML10277 problem set; the HLL problem category will use the HH7150 problem set. Entrants are expected to honestly not use any of the (publicly available) problems for tuning or training before the competition.

The problems in each category have a large number of common `include`d
axiom files (the "common core set of axioms").
Systems can benefit from preloading and analyzing these common axioms once,
in advance of problem solving.

In order to facilitate and promote learning from previous proofs, each problem category is accompanied by a set of training problems and their solutions, which can be used for tuning and training during (typically at the start of) the competition. The training problems are not used in the competition. In order to support learning, the problems in each category have consistent symbol usage, and almost consistent axiom naming, between problems.

*Number of Problems*

The minimal numbers of problems that must be used in each division and
category, to ensure sufficient confidence in the competition results,
are determined from the numbers of eligible problems in each division
and category
(the competition organizers have to ensure that there are sufficient computers
available to run the ATP systems on this minimal number of problems).
The minimal numbers of problems are used in determining the
time limits imposed on each solution attempt.

A lower bound on the total number of problems to be used is determined from the number of computers available, the time allocated to the competition, the number of ATP systems to be run on the competition computers over all the divisions, and the time limit per problem, according to the following relationship:

NumberOfComputers * TimeAllocated NumberOfProblems = --------------------------------- NumberOfATPSystems * TimeLimitIt is a lower bound on the total number of problems because it assumes that every system uses all of the time limit for each problem. Since some solution attempts succeed before the time limit is reached, more problems can be used.

The numbers of problems used in each non-LTB division and problem category are (roughly) proportional to the numbers of eligible problems, after taking into account the limitation on very similar problems. The numbers of problems used in each division and category are determined according to the judgement of the competition organizers.

- strip out all comment lines, including the problem header
- randomly reorder the formulae/clauses
(
`include`directives are left before formulae, type declarations and definitions are kept before the symbols' uses) - randomly swap the arguments of associative connectives, and randomly reverse implications
- randomly reverse equalities

In the LTB division the formulae are not preprocessed, thus allowing the ATP systems to take advantage of natural structure that occurs in the problems.

**Batch Specification Files**

The problems for each problem category of the LTB division are listed in a
*batch specification* file, containing global data lines and one or
more batch specifications.
The global data lines are:

- A problem category line of the form

`division.category`*division_mnemonic*.*category_mnemonic*

For the LTB division it will be

`division.category LTB.`*category_mnemonic*

where the category mnemonics are`AIM`,`CML`, and`HLL`. - The name of a directory (relative to the directory holding the batch
specification file) that contains training data in the form
of problems in TPTP format and one or more solutions to each problem in
TSTP format, in a line of the form

`division.category.training_directory`*directory_name*

The directory will contain a file`TrainingData.`*ProblemCategory*`.tgz`(e.g.,`TrainingData.ISA.tgz`) that expands in place to three directories:`Axioms`,`Problems`, and`Solutions`.`Axioms`contains all the axiom files that can be used in the training and competition problems.`Problems`contains the training problems.`Solutions`contains a subdirectory for each of the`Problems`, containing TPTP format solutions to the problem. A (toy) example`.tgz`is`TrainingData.HLL.tgz`.

- A header line
`% SZS start BatchConfiguration` - A specification of whether or not the problems in the batch must be
attempted in order is given, in a line of the form

`execution.order`*ordered/unordered*

For the LTB division it will be

`execution.order ordered`

i.e., systems may not start any attempt on a problem, including reading the problem file, before ending the attempt on the preceding problem. - A specification of what output is required from the ATP systems
for each problem, in a line of the form

`output.required`*space_separated_list*

where the available list values are the SZS values`Assurance`,`Proof`,`Model`, and`Answer`. For the LTB division it will be

`output.required Proof` - The wall clock time limit per problem, in a line of the form

`limit.time.problem.wc`*limit_in_seconds*

A value of zero indicates no per-problem limit. - The overall wall clock time limit (for the batch) is given in a line
of the form

`limit.time.overall.wc`*limit_in_seconds* - A terminator line
`% SZS end BatchConfiguration` - A header line
`% SZS start BatchIncludes` -
`include`directives that are used in every problem. Problems in the batch have all these`include`directives, and can also have other`include`directives that are not listed here. - A terminator line
`% SZS end BatchIncludes` - A header line
`% SZS start BatchProblems` - Pairs of problem file names (relative to the directory holding the batch
specification file), and output file names where the output for the
problem must be written.
**UPDATE: The output files must be written in the directory specified as the second argument to the**`starexec_run`script (the first argument is the name of the batch specification file). - A terminator line
`% SZS end BatchProblems`

CPU and wall clock time limits are imposed. The minimal CPU time limit per problem is 240s. The maximal CPU time limit per problem is determined using the relationship used for determining the number of problems, with the minimal number of problems as the

In the demonstration division, each entrant can choose to use either a CPU or a wall clock time limit, whose value is the CPU time limit of the competition divisions.

**LTB division**

For each batch there is a wall clock time limit per problem, which is
provided in the configuration section at the start of each batch.
The minimal wall clock time limit per problem is 30s.
For each problem category there is an overall wall clock time limit, which is
provided in the configuration section at the start of each batch, and
is also available as a command line parameter.
The overall limit is the sum over the batches of the batch's per-problem
limit multiplied by the number of problems in the batch.
Time spent before starting the first problem of a batch (e.g., preloading
and analysing the batch axioms), and times spent between
ending a problem and starting the next (e.g.,
learning from a proof just found), are not part of the times taken on the
individual problems, but are part of the overall time taken.
There are no CPU time limits.

The systems are ranked in the competition divisions, from the performance data. The THF, TFA, FOF, FNT, and LTB divisions are ranked according to the number of problems solved with an acceptable proof/model output. The TFN and EPR divisions are ranked according to the number of problems solved, but not necessarily accompanied by a proof or model (but systems that do output proofs/models are highlighted in the presentation of results). Ties are broken according to the average time taken over problems solved (CPU time for non-LTB divisions, wall clock time for the LTB division). In the competition divisions winners are announced and prizes are awarded.

The competition panel decides whether or not the systems' proofs and models are "acceptable". The criteria include:

- Derivations must be complete, starting at formulae from the problem, and ending at the conjecture (for axiomatic proofs) or a false formula (for proofs by contradiction, including CNF refutations).
- For proofs of FOF problems by CNF refutation, the conversion from FOF to CNF must be adequately documented.
- Derivations must show only relevant inference steps.
- Inference steps must document the parent formulae, the inference rule used, and the inferred formula.
- Inference steps must be reasonably fine-grained.
- An unsatisfiable set of ground instances of clauses is acceptable for establishing the unsatisfiability of a set of clauses.
- Models must be complete, documenting the domain, function maps, and predicate maps. The domain, function maps, and predicate maps may be specified by explicit ground lists (of mappings), or by any clear, terminating algorithm.

- The
*state-of-the-art contribution*(SOTAC) quantifies the unique abilities of each system. For each problem solved by a system, its SOTAC for the problem is the inverse of the number of systems that solved the problem. A system's overall SOTAC is its average SOTAC over the problems it solves. - The
*core usage*is the average of the ratios of CPU time to wall clock time used, over the problems solved. This measures the extent to which the systems take advantage the multiple cores. - The
*efficiency measure*balances the number of problems solved with the time taken. It is the average of the inverses of the times for problems solved multiplied by the fraction of problems solved. This can be interpreted intuitively as the average of the solution rates for problems solved, multiplied by the fraction of problems solved. Efficiency is computed for both CPU time and wall clock time, to measure how efficiently the systems use one core and how efficiently systems use the multiple cores, respectively.

At some time after the competition, all high ranking systems in the competition divisions are tested over the entire TPTP. This provides a final check for soundness (see the section on system properties regarding soundness checking before the competition). If a system is found to be unsound during or after the competition, but before the competition report is published, and it cannot be shown that the unsoundness did not manifest itself in the competition, then the system is retrospectively disqualified. At some time after the competition, the proofs and models from the winners (of divisions ranked by the numbers of proofs/models output) are checked by the panel. If any of the proofs or models are unacceptable, i.e., they are significantly worse than the samples provided, then that system is retrospectively disqualified. All disqualifications are explained in the competition report.

Systems can be entered at only the division level, and can be entered into more than one division. A system that is not entered into a competition division is assumed to perform worse than the entered systems, for that type of problem - wimping out is not an option. Entering many similar versions of the same system is deprecated, and entrants may be required to limit the number of system versions that they enter. Systems that rely essentially on running other ATP systems without adding value are deprecated; the competition panel may disallow or move such systems to the demonstration division.

The division winners of the previous CASC are automatically entered into their divisions, to provide benchmarks against which progress can be judged. Prover9 2009-11A is automatically entered into the FOF division, to provide a fixed-point against which progress can be judged.

- Architecture. This section introduces the ATP system, and describes the calculus and inference rules used.
- Strategies. This section describes the search strategies used, why they are effective, and how they are selected for given problems. Any strategy tuning that is based on specific problems' characteristics must be clearly described (and justified in light of the tuning restrictions).
- Implementation. This section describes the implementation of the ATP system, including the programming language used, important internal data structures, and any special code libraries used. The availability of the system is also given here.
- Expected competition performance. This section makes some predictions about the performance of the ATP system in each of the divisions and categories in which it is competing.
- References.

The system description must be emailed to the competition organizers by the system description deadline. The system descriptions form part of the competition proceedings.

Proof/model samples are required as follows:

An explanation must be provided for any non-obvious features.
**Soundness and Completeness**

- Systems must be sound. At some time before the competition all the systems in the competition divisions are tested for soundness. Non-theorems are submitted to the systems in the THF, TFA, FOF, EPR, and LTB divisions, and theorems are submitted to the systems in the TFN, FNT and EPR divisions. Finding a proof of a non-theorem or a disproof of a theorem indicates unsoundness. If a system fails the soundness testing it must be repaired by the unsoundness repair deadline or be withdrawn. For systems running on computers supplied by the entrant in the demonstration division, the entrant must perform the soundness testing and report the results to the competition organizers.
- Systems do not have to be complete in any sense, including calculus, search control, implementation, or resource requirements.
- All techniques used must be general purpose, and expected to extend usefully to new unseen problems. The precomputation and storage of information about individual TPTP problems or their solutions is not allowed. Strategies and strategy selection based on individual problems or their solutions are not allowed. If machine learning procedures are used, the learning must ensure that sufficient generalization is obtained so that no there is no specialization to individual problems or their solutions.
- The LTB training problems and solutions may be used for producing generally useful strategies that extend to other problems in the problem sets. Such strategies can rely on the consistent naming of symbols and formulas in the problem sets, and may use techniques for memorization and generalization of problems and solutions in the training set. The system description must fully explain any such tuning or training that has been done. Precomputation and storage of information about other problems in the LTB problem sets, or their solutions, is not allowed.
- The competition panel may disqualify any system whose tuning or training is deemed to be problem specific rather than general purpose. If you are in doubt, contact the competition organizer.
- The system's performance must be reproducible by running the system again.

- Systems that cannot run on the competition computers can be entered into the demonstration division.
- Systems must be fully automatic, i.e., all command line switches have to be the same for all problems/problem batches in each division.
- In the LTB division the systems must attempt the problems in each batch in the order given in the batch specification file. Systems may not start any attempt on a problem, including reading the problem file, before ending the attempt on the preceding problem.

- In the non-LTB divisions all solution output must be to
`stdout`. In the LTB division all solution output must be to the named output file for each problem. - In the LTB division the systems must print SZS notification lines to
`stdout`when starting and ending work on a problem (including any cleanup work, such as deleting temporary files). For example% SZS status Started for /home/graph/tptp/TPTP/Problems/CSR/CSR075+2.p ... (system churns away, result and solution output to file) % SZS status Theorem for /home/graph/tptp/TPTP/Problems/CSR/CSR075+2.p % SZS status Ended for /home/graph/tptp/TPTP/Problems/CSR/CSR075+2.p

- For each problem, the system must output a distinguished string
indicating what solution has been found or that no conclusion has been
reached.
Systems must use the
SZS ontology and standards for this.
For example
% SZS status Theorem for SYN075+1

or% SZS status GaveUp for SYN075+1

In the LTB division this line must be the last line output before the ending notification line (the line must also be output to the output file). - When outputting proofs/models, the start and end of the proof/model must
be delimited by distinguished strings.
Systems must use the
SZS ontology and standards for this.
For example
% SZS output start CNFRefutation for SYN075+1 ... % SZS output end CNFRefutation for SYN075+1

The string specifying the problem status must be output before the start of a proof/model. Use of the TPTP format for proofs and finite interpretations is encouraged.

- Systems that run on the competition computers must be
interruptible by a
`SIGXCPU`signal, so that the CPU time limit can be imposed, and interruptable by a`SIGALRM`signal, so that the wall clock time limit can be imposed. For systems that create multiple processes, the signal is sent first to the process at the top of the hierarchy, then one second later to all processes in the hierarchy. The default action on receiving these signals is to exit (thus complying with the time limit, as required), but systems may catch the signals and exit of their own accord. If a system runs past a time limit this is noticed in the timing data, and the system is considered to have not solved that problem. - If a system terminates of its own accord, it may not leave any
temporary or intermediate output files.
If a system is terminated by a
`SIGXCPU`or`SIGALRM`, it may not leave any temporary or intermediate output files anywhere other than in`/tmp`. - For practical reasons excessive output from an ATP system is not allowed. A limit, dependent on the disk space available, is imposed on the amount of output that can be produced.

For systems running on entrant supplied computers in the demonstration
division, entrants must email a `.tgz` file containing the source code
and any files required for building the executable system to the competition
organizers by the system delivery deadline.

After the competition all competition division systems' source code is made publicly available on the CASC web site. In the demonstration division, the entrant specifies whether or not the source code is placed on the CASC web site. An open source license is encouraged.

A system has solved a problem iff it outputs its termination string within the time limit, and a system has produced a proof/model iff it outputs its end-of-proof/model string within the time limit. The result and timing data is used to generate an HTML file, and a web browser is used to display the results.

The execution of the demonstration division systems is supervised by their entrants.

- Check: You can
login to StarExec. If not,
apply for an account in the TPTP community.
- Check: You can access the TPTP space. If not,
email the competition organizers.
- Check: You can create and upload a
StarExec installation package.
The competition organizers have examplar StarExec installation packages
that you can use as a starting point - email the competition organizers
to get one that is appropriate for your ATP system.
- Check: You can create a job and run it, and your ATP system gets the
correct result.
Use the SZS post processor.
- Check: Your ATP system can solve a problem that has
`include`directives. Because of the way StarExec runs jobs, your ATP system must implement the TPTP requirement ... "Include files with relative path names are expected to be found either under the directory of the current file, or if not found there then under the directory specified in the`TPTP`environment variable." - Check: You can email your StarExec installation package to the competition organizer for testing.